ISDA Negotiator
Premier financial services firm is seeking an experienced ISDA negotiator for its documentation team. Experience working at another large financial institution is highly desired. Candidates should be familiar with all derivative documentation including ISDA, CSA and CFD.
Asset Management 8-10
Leading asset management firm is seeking a seasoned attorney to provide advice on the full range of legal and regulatory issues affecting its business, including fixed income vehicles. Candidates must possess a solid grounding in Advisers Act and Company Act regulations.
Equity Derivatives 7-9
Leading financial services firm is seeking an attorney to provide transactional and advisory support for its equity derivatives business. This role will encompass legal risk management, negotiation and drafting of equity derivatives transactions, advice on current market practices and participation in the development of new equity derivatives products. In the course of these duties, the attorney will enjoy frequent interaction with a variety of in-house business groups, industry leaders and outside counsel. Deep relevant experience from a big law firm is required.
Mutual Funds 8-10
Major financial services firm is seeking an attorney to provide advisory and transactional support for to mutual funds group. The successful candidate will offer deep Company Act experience and the communications skills to work closely with business side and legal/compliance professionals at the company.
Annuities Products 7-10
Premier financial services company is seeking an experienced insurance attorney for its well established annuities law group. This dynamic role will be responsible for providing legal support to the annuities business, with a focus on product development, marketing and sale. The successful candidate will bring strong relevant experience, including a solid foundation in the Securities Act of 1933, The Securities Exchange Act of 1934 Act and the Investment Company Act of 1940.
Consumer Regulatory 8-10
Leading financial service firm is seeking an attorney to provide advice and counsel on the range consumer transactions laws and regulations including Fair Lending, Fair Credit Reporting and CFPB initiatives. Big firm training is required, as well as the ability to manage some deal work This is a wonderful opportunity for an attorney who enjoys change, variety and the challenges of navigating evolving regulations.
Healthcare Regulatory 8+
Healthcare company has a unique opportunity for an attorney with strong healthcare regulatory experience, including FDA. This attorney will provide advice and counsel on a range of healthcare regulatory developments and will also provide general financial regulatory support, e.g., Dodd Frank. The communication ability to explain technical legal concepts for the business side is a key requirement. This is the ideal role for healthcare attorneys who would like to expand their practice and skill set in a dynamic and very well established business.
Private Equity/Securities Compliance 5-6
Highly regarded compliance group of prestigious investment bank has a unique opportunity for an attorney with strong transactional experience in private equity and US securities matters to transition to a strategic/advisory role in these areas. Big firm training is required and some in-house or secondment expedience is a plus. Excellent interpersonal skills, including flexibility and grace under pressure, are essential to this role that will be called upon to help handle relationships with the media and internal corporate clients.
Litigation/Restructuring 7-8
Major corporation has an excellent opportunity for an attorney to provide litigation and restructuring support. The role involves daily interface with all levels of personnel on the legal and business side and therefore requires outstanding interpersonal and communication skills. The litigation work is strategic in nature - focused on dispute resolution, risk assessment, and supervising outside counsel across a wide range of cases. This is a very congenial group with a flat reporting structure, providing the opportunity to work independently, experience new challenges and become immersed in the details of the business.
Broker-Dealer Compliance 5-8
Large financial services firm is seeking a compliance professional to support its sales and trading desks. This position will be responsible for advising on current NYSE, SEC and FINRA rules and regulations and assist in the development and maintenance of policies and procedures. Superb communication and project management skills are required.
Technology Attorney 7-10
Global financial services firm is seeking an attorney with solid experience in technology related agreements to join its commercial transactions group. This is attorney will be responsible for the drafting and negotiation of a range of contracts including outsourcing, tech and data licensing and service. Superb judgment and interpersonal skills are essential for this attractive role that offers strong autonomy and business side contact
Prime Brokerage 6-8
Leading financial services firm is seeking an attorney with deep experience in prime brokerage for a key role on its legal team. The range of duties for this role includes transactional support, risk assessment, regulatory advice and management of outside counsel relationships. Experience in futures and otc clearing is strongly preferred.
Bank Regulatory Compliance 15+
Leading financial services firm has a superb opportunity for a seasoned professional to head up its bank regulatory compliance program. The wide ranging responsibilities for the role include managing relationships with key bank regulators, including examinations, inquires and required corrective action, as well as developing policies, procedures and training programs. Candidates must possess current, high level bank regulatory experience at a large institution. International banking experience is strongly desired.
IT/Technology 8-10
Leading financial services firm has a unique opportunity for a seasoned attorney to manage a range of complex technology/IT related transactions including procurement, licensing, managed service and consulting agreements. Candidates must offer strong relevant experience and must have taken the lead role in significant deals. A strategic mindset and solid executive presence are also a must. This position offers superb visibility, autonomy and professional growth opportunities in a stable yet dynamic organization.
Compliance Testing 5+
Top tier financial services firm has an attractive opportunity for a compliance specialist to focus on the testing of compliance controls across all business lines of the firm. The successful candidate will possess solid relevant experience, including risk identification and the designing of corrective action plans. Excellent communication skills are essential as this role will also entail presentations, including to senior management.
Mortgage Compliance 5+
Leading financial services firm is seeking a compliance professional to provide support for its mortgage business. The responsibilities of this position will include monitoring legislative and regulatory developments, designing policies and procedures, examinations (both internal and external) and reporting. Strong relevant experience, including some prior managerial responsibility, is required.
Compliance Head 8+
Premier financial services firm has an outstanding opportunity for a seasoned professional to manage the compliance support for its interest rate and currency trading business. This is a senior, supervisory level role requiring a solid compliance background in treasury securities, government sponsored entities, primary dealer activities, government securities auctions, interest rate derivatives and foreign sovereigns. The successful candidate will enjoy a high visibility position in the firm along with an excellent compensation package.
Municipal Bonds 4-6
Leading financial services firm has an excellent opportunity for an attorney with strong public finance experience. This will be a compliance leader role supporting the Firm’s secondary market sales and trading function. The successful candidate will possess a solid grounding in MSRB, municipal underwriting, bond purchase.
Commercial Litigation/Bankruptcy 7-10
Well established financial services company is seeking an attorney with strong general commercial litigation experience along with a good grounding in bankruptcy. This role offers autonomy, exposure to a range of legal issues, an unusual opportunity to be part of the business leadership team and excellent career stability. Outstanding interpersonal skills are of critical importance for this highly visible position in a relaxed and collegial environment.
Insurance Compliance 5+
Top tier insurance company is seeking a compliance professional to support its insurance distribution business. This will be a key role in the organization, responsible for ensuring compliance with state regulations nationally as well as company policies and procedures. The successful candidate will possess a minimum of 5 years of compliance experience at a quality insurance company, including refining and maintaining the compliance framework. Excellent communications skills are required as this role involves extensive interface with internal and external business partners.
Insurance 8+
Top tier financial services company is seeking an insurance attorney with a solid background in the laws and regulations pertaining to the distribution of insurance products, including broker-dealer rules. This attorney will enjoy a close working relationship with the various business units of the company and will be relied upon as a primary source of advice and counsel and transactional support.
Insurance Products 8-10
Premier financial services company is seeking an experienced insurance law attorney for a key role in its esteemed law department. This attorney will be responsible for transactions supporting the marketing and distribution of a broad range of financial services and products, including life, property and casualty insurance, annuities and mutual funds. Duties of the position will also include general advice and counsel pertaining to regulatory developments and risk mitigation. The successful candidate will offer a minimum of 8 years of relevant experience, including a strong grounding in applicable law and regulations including state insurance laws, federal securities laws, FINRA and Dodd-Frank. Experience working with regulators is strongly preferred. This is a dynamic, team-oriented environment requiring superb project management and communications skills.
Compliance - Structured Lending 8-10
Premier Corporation has a wonderful opportunity for a compliance professional to take a leading role in designing and executing the compliance strategy for one of its successful business units. The successful candidate will have supported a structured lending business, specifically large ticket commercial bank lending and leasing. Candidates must also possess strong operations sensibility and project management experience. This position offers a high level of responsibility in the organization and an attractive compensation package.
Privacy Compliance 2+
Major financial services firm with global presence is seeking privacy professionals to construct and manage the privacy program for one of its dynamic business units. A solid background in privacy laws and regulations is strictly required, and candidates who are currently working at another large financial services firm are strongly preferred. The successful candidates will enjoy working on cutting edge privacy issues in a well-established and stable environment.
Securitization 5-6
Renowned financial services firm has an excellent opportunity for a securitization specialist to join its top tier law department. This attorney will support the firm’s fixed income sales and trading business and will work across an impressive range of product areas. The ideal candidate will possess strong CLO and warehouse lending experience. Superb interpersonal skills and the intellectual flexibility to respond to evolving business concerns are key requirements as well. This position sits in a dynamic and collaborative legal group with strong ties to its business client.
Commercial Lending 7-10
Prestigious financial services firm is seeking an attorney to provide legal support for its inventory finance business. Candidates must possess an excellent grounding in UCC Article 9, with experience in asset based and cash flow lending. Consumer law knowledge is strongly preferred. The ideal candidate will also have a combination of law firm and in-house experience, as well as the ability to navigate a regulated environment with a proactive and collaborative work approach.
Derivatives/Commodities Attorney 5-7
Global financial services firm is seeking an attorney to draft and negotiate financial derivatives agreements, including ISDA Master Agreements, in connection with various energy and agricultural commodities. This attorney will also provide advice and counsel on a range of commodities regulatory issues. The successful candidate will possess deep relevant experience at another financial institution and/or energy or agricultural company. This attorney will work autonomously and must be capable of assuming the duties of the role with no training
Aircraft Finance 7+
Well established financial services company has an outstanding opportunity for an aircraft finance specialist. The successful candidate will possess a minimum of 7 years of relevant experience, with a particular emphasis on corporate aircraft deals. This will be a key role in the organization requiring the ability to assume immediate responsibility with little supervision. The role also requires excellent interpersonal skills as well as the flexibility and confidence to manage a dynamic work environment.
Bank Regulatory Attorney 7-10
Premier financial services company has a wonderful opportunity for a bank regulatory specialist with a strong professional presence. This attorney will work closely with senior management, other attorneys and compliance professionals across the company, providing legal counsel and training pertaining to the impact of current laws and banking regulations. Deep commercial lending experience supporting a large financial institution regulated by the Fed is strictly required. This position requires superb communication skills, including the ability to explain complex issues to a wide audience.
Structured Lending 7-12
Premier financial services firm is seeking a structured lending specialist with strong big ticket deal experience. This attorney will handle senior secured syndicated deals - asset based and cash flow, and must have the level of experience to function autonomously. The successful candidate will also possess an excellent academic record and experience at a big firm and/or another large financial services firm. This is a fast-paced work environment offering a sophisticated legal practice, competitive compensation and excellent career stability and growth.
Legal Recruiter
Pittleman & Associates, Inc. has an opening for a recruiter. Blue chip corporate and law firm client base, 20 years of industry experience, excellent training and support available for a highly motivated, disciplined attorney with large law firm or placement agency experience. Unlimited compensation potential in a professional, collegial environment. Please send resumes to , with the subject ‘Legal Recruiter’.
Technology Attorney 5-8
Top financial services firm has a need for an attorney to handle a broad range of technology- related matters include licensing, outsourcing, telecommunications, software development, electronic trading and data protection. The successful candidate will offer deep technology law experience at a major law firm and/or large financial services firm. This position will work as part of an in-house technology law team that enjoys strong institutional support as it manages cutting-edge issues. An excellent compensation package is offered.
Tax Compliance 8+
Top financial services firm is seeking tax compliance professionals in a number of specialties, including alternative investments (hedge funds, private equity, mutual funds), federal tax, real estate and banking. CPA and/or advanced accounting training strictly required. This is a very stable company with a global presence offering strong opportunities for professional growth.