Recently Added:
Bank Regulatory 7-10
Prestigious financial services firm is seeking an attorney to provide internal advice and counsel on various bank regulatory statutes, with particular focus on the Bank Holding Company Act. The successful candidate will possess strong experience in this area, as well as the ability and desire to work in a fast-paced environment with varied and fluid responsibilities.
Paralegal 8+
Top financial services firm has an excellent opportunity for a seasoned paralegal to provide regulatory advice and coordinate reporting for various financial functions of the company. In addition, this individual will serve as liaison with state regulators. The successful candidate will possess outstanding organizational and interpersonal skills as well as demonstrated project management and research experience. Prior experience working with government regulators is strongly preferred.
Hedge Fund Compliance Officer
Well established hedge fund is seeking an attorney or compliance professional with experience taking an investment advisor through the registration process. Will work closely with the General Counsel in a collegial environment. Must be detail oriented with a demonstrated record of success.
Prime Brokerage Attorney 10-15
Premier financial services firm has a superb opportunity for a seasoned attorney with deep experience advising prime brokers on a wide range of legal issues. A combination of big firm and in-house experience is strongly preferred and a strong transactional background is required. This is a very senior level role within the firm offering front lines responsibility and an excellent compensation package.
Employment 8-10
Well-established corporation has a wonderful senior level employment law opportunity. They are seeking an attorney to provide advice and counsel on a wide range of employment issues including antidiscrimination, offer and severance agreements, termination, internal complaints, FLSA and executive compensation. Candidates must possess strong advisory experience across these areas as well as excellent interpersonal skills. In-house experience is a plus.
Tax Compliance Hong Kong 5-8
Global financial services firm has an interesting opportunity for attorney to focus on both US and local tax planning and compliance issues related to the firm’s fund investments in Asia.
The successful candidate will have an accounting/and or compliance background and experience (e.g, private equity, partnership) across multiple jurisdictions. A relocation package will be offered.
International Tax 5+ - Houston
Top tier financial services firm has a superb opportunity for an attorney to handle research responsibilities and provide advice and counsel on the tax implications, both U.S. and foreign, of its corporate clients’ international transactions. Only attorneys with 5+ years of experience in big firm, big 4 and/or multinational corporation settings will be considered. An accounting degree is required. This position offers excellent career growth opportunity, very reasonable hours and front lines exposure with the firm’s business professionals and outside clients.
Corporate Generalist 3-5
Prestigious financial services boutique has a rare opportunity for an attorney to become the number two person in the law department servicing its thriving business across a broad range of issues. Only candidates from top tier law schools and big firms with varied corporate generalist experience will be considered. Broker-dealer experience is a plus. Outstanding interpersonal skills are critically important. The successful candidate will enjoy a superbly professional yet very relaxed and congenial corporate culture, a wonderful work/life balance and a very competitive compensation/benefits package.
Corporate Transactional 6-8
Major financial services firm has an outstanding opportunity for an attorney to join its corporate team. This attorney will be responsible for a range of commercial agreements involving top customers of the firm. The successful candidate will possess superb interpersonal skills, a strong team orientation and 6-8 years of strong corporate transactional experience, with excellent negotiation and drafting skills. Big firm experience is required and in-house experience is strongly preferred.
In-House Tax 4-6
Large financial services firm has an excellent opportunity for a junior level tax generalist to join its outstanding tax department. The successful candidate will possess exceptional interpersonal skills, some background financial products and experience in the tax department of a top tier law firm. This position offers superb exposure to tax matters in the context of financial services, a very competitive compensation package and a high level of responsibility.
Asset Management 5-7
Financial services firm with strong global presence is seeking a top tier attorney to provide legal support for its asset management unit, including both registered and unregistered funds work. The responsibilities of the position will involve fund formation, distribution, marketing and operations, including transactional support and advice and counsel on appropriate compliance and regulatory frameworks. Candidates must have a solid foundation in Advisers Act and Company Act matters and experience with separate accounts. This attorney must also have the judgment and interpersonal skills to work effectively with professionals across and range of functional areas in the firm.
In-House Litigation 6-10
Top financial services firm has a rare opportunity for a litigation attorney to handle a broad range of ligation and regulatory duties, including securities and banking matters as well as employment -related disputes. The successful candidate will offer solid litigation experience in these areas and have demonstrated superb judgment, interpersonal skills and case management ability. Regulatory agency experience is a plus.
Derivatives 7+
Large financial services firm with strong global presence is seeking a derivatives specialist to support the activities of its various business units. This attorney will have responsibility across a range of functions including ISDA Master Agreements, swaps and third party control agreements. Candidates must possess a strong background in credit and lending. This key role in the law department involves ongoing coordination internal legal and business professionals and with outside counsel.
Equity Finance Attorney 5-7
Top financial services institution is seeking an outstanding attorney to provide legal support for its stock lending, sales and trading and repo businesses. The successful candidate will offer a solid working knowledge of broker dealer laws and regulations and clearing practices, with experience handling MSLA and MRA transactions. Equity derivatives experience is a plus.
Prime Brokerage 6-10
Globally prominent financial services firm is seeking an attorney to handle legal matters for its prime brokerage unit. The duties of this position will include advice and counsel on a wide range of broker-dealer regulatory issues, transactional support in the areas of stock lending and sales and trading, and policy drafting. Candidates must offer solid relevant experience, including several years of prime brokerage work with a major financial institution, and must be ready to assume responsibility with very minimal training. This is a key role in a dynamic and expanding area of the firm’s business.